Financial Markets Test

Result

Financial Markets Test - 20

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Weekly Quiz Competition

Question 1
1 / -0

_____ means actual transfer of securities.

A
Executing the Order

B
Placing the Order

C
Opening 'Demat' Account with Depository

D
Settlement

Solution

Settlement means actual transfer of securities. This is the last stage in the trading of securities done by the broker on behalf of their clients. Settlement can be done in two ways, namely, on-spot settlement and forward settlement.
Question 2
1 / -0

_______ means the admission of securities of a company to trading on a stock exchange.

A
Listing

B
'Demat'ing

C
'Remat'ing

D
None of the above

Solution

Listing means the admission of securities of a company to trading on a stock exchange. Listing helps to provide ready marketability and liquidity of a company's securities. It also helps to provide free negotiability to stocks and protect the shareholders and investors' interests.
Question 3
1 / -0

SEBI was to function under the overall administrative control of the _______ of the Government of India.

A
Ministry of Finance

B
Ministry of Commerce

C
Ministry of Company Affairs

D
Ministry of Economy

Solution

SEBI was to function under the overall administrative control of the Ministry of Finance of the Government of India. SEBI was established to regulate the activities of stock exchange and to protect the interest of investor and provide safety of investment. SEBI also helps to develop activities of stock exchange.
Question 4
1 / -0

The stock exchange can play a vital role in ensuring wider share ownership by regulating new issues, better trading practices etc. Identify the function which explains this ___________ .

A
Pricing of Securities

B
Spreading of Equity Cult

C
Contributes to Economic Growth

D
Safety of Transaction

Solution

The stock exchange can play a vital role in ensuring wider share ownership by regulating new issue better trading practices etc- spreading of equity cult function of stock exchange is mentioned. Basic function of stock exchange are providing Liquidity and Marketability to existing securities. Stock exchange can be defined as an association, organization or body of individuals whether incorporated or not established for the purpose of assisting, regulating and controlling of business in buying, selling and dealing in securities.
Question 5
1 / -0

Identify the development function of SEBI.

A
Investor education.

B
Promotion of fair practices and code of conduct of all SROs.

C
Training of intermediaries

D
All of the above

Solution

Development functions are performed by the SEBI to promote and develop activities in stock exchange and increase the business of stock exchange. Development functions of SEBI include:
a) Investor education.
b) Promotion of fair practices and code of conduct of all SROs.
c) Training of intermediaries.
Question 6
1 / -0

The objectives of the two advisory Committees formed by SEBI are _________.

A
To advise SEBI on issues related to the development of primary market in India.

B
To advise SEBI on disclosure requirements for companies.

C
To advice the board in matters relating to the development and regulation of the secondary market in the country.

D
All of the above

Solution

SEBI was established to regulate the activities of stock exchange and to protect the interest of investor and provide safety of investment. The objectives of the two advisory Committees formed by SEBI are as follows:
a) To advise SEBI on issues related to the development of primary market in India.b) To advise SEBI on disclosure requirements for companies.
c) To advice the board in matters relating to the development and regulation of the secondary market in the country.
Question 7
1 / -0

The Securities and Exchange Board of India was established by the Government of India _____.

A
as a cooperative society

B
as a banking authority

C
as an interim administrative body

D
none of the above

Solution

The Securities and Exchange Board of India was established by the Government of India as an interim administrative body. SEBI is established in order to protect the interests of the investors and provide safety for investment. SEBI performs certain functions in order to promote and develop activities of stock exchange and increase the business in stock exchange. It also helps to regulate the business in stock exchange. It has framed certain rules and regulations to regulate the intermediaries.
Question 8
1 / -0

Which of the following is the basic function of stock exchange?

A
Pricing of Securities

B
Safety of Transaction

C
Contributes to Economic Growth

D
Providing Liquidity and Marketability to Existing Securities.

Solution

Basic function of stock exchange are providing Liquidity and Marketability to existing securities. Stock exchange can be defined as an association, organization or body of individuals whether incorporated or not established for the purpose of assisting, regulating and controlling of business in buying, selling and dealing in securities.
Question 9
1 / -0

What are the objectives of Listing?

A
To provide ready marketability and liquidity of a companys securities.

B
To provide free negotiability to stocks.

C
To protect shareholders and investors interests.

D
All of the above

Solution

Listing means the admission of securities of a company to trading on a stock exchange. Objectives of listing are as follows:a) To provide ready marketability and liquidity of a company;s securities.
b) To provide free negotiability to stocks.
c) To protect shareholders and investors interests.
Question 10
1 / -0

A company which desires to list its securities in a stock exchange, should offer at least _____ percent of its issued capital for public subscription.

A
sixty

B
fourty

C
fifty

D
thirty

Solution

A company which desires to list its securities in a stock exchange, should offer at least 60 percent of its issued capital for public subscription. Certain rules and regulations are to be followed by the company which desires to list its securities in a stock exchange. The company should abide by all the terms and conditions mentioned by the stock exchange in order to list its securities.

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Financial Markets Test - 20

Result

Financial Markets Test - 20

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Rank

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SHARING IS CARING

Question 1

Executing the Order

Placing the Order

Opening 'Demat' Account with Depository

Settlement

Solution

Question 2

Listing

'Demat'ing

'Remat'ing

None of the above

Solution

Question 3

Ministry of Finance

Ministry of Commerce

Ministry of Company Affairs

Ministry of Economy

Solution

Question 4

Pricing of Securities

Spreading of Equity Cult

Contributes to Economic Growth

Safety of Transaction

Solution

Question 5

Investor education.

Promotion of fair practices and code of conduct of all SROs.

Training of intermediaries

All of the above

Solution

Question 6

To advise SEBI on issues related to the development of primary market in India.

To advise SEBI on disclosure requirements for companies.

To advice the board in matters relating to the development and regulation of the secondary market in the country.

All of the above

Solution

Question 7

as a cooperative society

as a banking authority

as an interim administrative body

none of the above

Solution

Question 8

Pricing of Securities

Safety of Transaction

Contributes to Economic Growth

Providing Liquidity and Marketability to Existing Securities.

Solution

Question 9

To provide ready marketability and liquidity of a companys securities.

To provide free negotiability to stocks.

To protect shareholders and investors interests.

All of the above

Solution

Question 10

sixty

fourty

fifty

thirty

Solution

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