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Financial Marke...

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  • Question 1
    1 / -0

    The mandatory detail that an investor has to provide to the broker at the time of opening a demat account is

  • Question 2
    1 / -0

    One of the common irregularities noted by the Securities and Exchange Board of India during the inspection of a stock exchange was that it was dealing with unregistered sub-brokers. Identify the related function of Securities and Exchange Board of India.

  • Question 3
    1 / -0

    In the call/notice money market, which of the following participants is allowed to trade?

  • Question 4
    1 / -0

    Appointment of independent directors is the part of Corporate Governance as per the ________.

  • Question 5
    1 / -0

    Match the following:

    (a) Credit Control$$1.$$ MCA
    (b) Corporate Control$$2.$$ SEBI
    (c) IPO Control$$3.$$ IRDA
    (d) ULIP Control$$4.$$ RBI

  • Question 6
    1 / -0

    Match the following:

    List-IList-II
    (i) National Stock Exchange(a) Marks the beginning of the process of dematerialisation of shares of the participating companies.
    (ii) National Securities Depository Limited(b) Facilitation of equal access to investors across the country.
    (iii) Securities and Exchange Board of India(c) To foster the development of an active secondary market for Government Securities.
    (iv) Securities Trading Corporation of India(d) Abolition of Capital issues control and retaining the sale authority for new capital issues

  • Question 7
    1 / -0

    Match the items of List-I with the items of List-II and select the correct answer:

    List-IList-II
    (i) Private ownership and Free Enterprise(a) Secondary Market
    (ii) Government ownership and Central Authority(b) Capitalism
    (iii) The market for the sale and purchase of previously issued securities(c) Primary Market
    (iv) The market for new long term capital(d) Socialism

  • Question 8
    1 / -0

    Which of the following is related to 'BOLT' system in the Indian Securities market?

  • Question 9
    1 / -0

    Which of the following are secondary market intermediaries for corporate securities in India?
    I. Investors
    II. Jobbers
    III. Brokers and sub-brokers
    IV. Portfolio consultants

  • Question 10
    1 / -0

    To be listed on OTCEI, the minimum capital requirement for a company is ________.

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